Category

  • New

    Recovery and Resolution of CCPs

    • Updated: 23 Nov 2017
    • Status: Current Proposals
    • Dossier: 9003
  • OTC Derivatives (EMIR): Revision

    • Updated: 23 Nov 2017
    • Status: Current Proposals
    • Dossier: 16130
  • OTC Derivatives (EMIR): Ensuring Safety and Soundness of CCPs with Systemic Relevance for EU

    • Updated: 21 Nov 2017
    • Status: Current Proposals
    • Dossier: 16858
  • OTC Derivatives (EMIR): Indirect Clearing (Amendment)

    • Updated: 21 Nov 2017
    • Status: Recently Published
    • Dossier: 14601
  • MiFIR: Indirect Clearing

    • Updated: 21 Nov 2017
    • Status: Recently Published
    • Dossier: 14162
  • Simple, Transparent and Standardised Securitisation

    • Updated: 20 Nov 2017
    • Status: Current Proposals
    • Dossier: 13575
  • MiFIR: Derivatives Subject to Trading Obligation

    • Updated: 17 Nov 2017
    • Status: Current Proposals
    • Dossier: 16012
  • MiFID: Consultation of Authorities for Acquisitions of Investment Firms

    • Updated: 15 Nov 2017
    • Status: In Force
    • Dossier: 11545
  • MiFID: Information Requirements for Acquisitions of Investment Firms

    • Updated: 15 Nov 2017
    • Status: In Force
    • Dossier: 10660
  • MiFID II: Notifications for Authorisation of Investment Firms

    • Updated: 15 Nov 2017
    • Status: In Force
    • Dossier: 13479
  • MiFID II: Information and Requirements for Authorisation of Investment Firms

    • Updated: 15 Nov 2017
    • Status: In Force
    • Dossier: 13478
  • MiFID II: Notification of Information for Provision of Services & Establishment of Branches

    • Updated: 10 Nov 2017
    • Status: In Force
    • Dossier: 13577
  • OTC Derivatives (EMIR): Equivalence with USA (Non-Cleared OTC Derivatives Transactions)

    • Updated: 03 Nov 2017
    • Status: In Force
    • Dossier: 17495
  • MiFIR: Regulation on Markets in Financial Instruments

    • Updated: 27 Oct 2017
    • Status: In Force
    • Dossier: 8091
  • OTC Derivatives (EMIR): Access to Data Across Trade Repositories

    • Updated: 27 Oct 2017
    • Status: In Force
    • Dossier: 14929
  • MiFIR: Exemptions from Transparency Requirements for Transactions by Third-Country Central Banks

    • Updated: 27 Oct 2017
    • Status: In Force
    • Dossier: 16782
  • Challenges for Critical Financial Market Infrastructures (Communication)

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 16857
  • Financial Transaction Tax (Enhanced Cooperation)

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 9285
  • MiFIR: Treatment of Transactions by Third-Country Central Banks

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 12731
  • Benchmarks Regulation (BMR): Criteria of Critical Benchmarks

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 15908
  • Benchmarks Regulation (BMR): Definitions

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 15209
  • MiFID II: Scope of Non-Equity Tape

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 16046
  • MiFIR: Temporary Exclusion of Exchange Traded Derivatives From Articles 35 and 36 (Report)

    • Updated: 25 Oct 2017
    • Status: Current Proposals
    • Dossier: 15417
  • Securities Financing Transactions (SFT): Progress Report on International Effort to Mitigate Risk

    • Updated: 19 Oct 2017
    • Status: Current Proposals
    • Dossier: 15082
  • Benchmarks Regulation (BMR): Transitional Provisions for Non-Compliant Benchmarks

    • Updated: 04 Oct 2017
    • Status: Current Proposals
    • Dossier: 15222
  • Benchmarks Regulation (BMR): Assessment of nominal amounts

    • Updated: 29 Sep 2017
    • Status: Current Proposals
    • Dossier: 15215
  • Credit Rating Agencies: Alternative Tools, Market Situation, Competition and EU CRA (Report)

    • Updated: 08 Sep 2017
    • Status: Completed Non-Legislative
    • Dossier: 10541
  • MiFID II: Systematic Internalisers (Amendment)

    • Updated: 28 Aug 2017
    • Status: Current Proposals
    • Dossier: 17050
  • MiFIR: Package Orders

    • Updated: 17 Aug 2017
    • Status: Recently Adopted
    • Dossier: 16224
  • OTC Derivatives (EMIR): Review

    • Updated: 25 Jul 2017
    • Status: Completed Non-Legislative
    • Dossier: 9725
  • Securities Prospectus: Revision

    • Updated: 20 Jul 2017
    • Status: In Force
    • Dossier: 13518
  • Market Abuse Regulation (MAR): Exchange of Information with ESMA

    • Updated: 20 Jul 2017
    • Status: In Force
    • Dossier: 17083
  • Dual-Use Exports Control (Recast)

    • Updated: 14 Jul 2017
    • Status: In Force
    • Dossier: 11179
  • MiFID II: Forms, Templates and Procedures for Data Reporting Services Providers

    • Updated: 13 Jul 2017
    • Status: In Force
    • Dossier: 14439
  • MiFID II: Procedures and Forms for Submitting Information on Sanctions and Measures

    • Updated: 13 Jul 2017
    • Status: In Force
    • Dossier: 14932
  • MiFID II: Position Reporting

    • Updated: 11 Jul 2017
    • Status: In Force
    • Dossier: 14121
  • MiFID II: Formats for Suspension and Removal of Financial Instruments from Trading

    • Updated: 06 Jul 2017
    • Status: In Force
    • Dossier: 14437
  • MiFID II: Templates and Procedures for Cooperation of Competent Authorities of Trading Venues

    • Updated: 03 Jul 2017
    • Status: In Force
    • Dossier: 14930
  • MiFID II: Templates and Procedures for Consultation prior to Granting Authorisation

    • Updated: 30 Jun 2017
    • Status: In Force
    • Dossier: 14931
  • MiFID II: Templates and Procedures for Cooperation Between Competent Authorities

    • Updated: 30 Jun 2017
    • Status: In Force
    • Dossier: 14239
  • OTC Derivatives (EMIR): Exempted Entities (Australia, Canada, Hong Kong, Mexico, Singapore, Switzerland )

    • Updated: 30 Jun 2017
    • Status: In Force
    • Dossier: 10074
  • MiFID II: Format and Timing of Weekly Position Reports

    • Updated: 27 Jun 2017
    • Status: In Force
    • Dossier: 14440
  • OTC Derivatives (EMIR): Amended Phase-In Period of Clearing Obligation for Certain Counterparties

    • Updated: 19 May 2017
    • Status: In Force
    • Dossier: 15802
  • MiFID II: Safeguarding Financial Instruments, Product Governance Requirements, Inducements

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 15438
  • MiFID II: Ancillary Activity to Main Business

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14118
  • MiFID II: Position Limits for Commodity Derivatives

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14119
  • MiFIR: Transactions Reporting

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14127
  • MiFID II: Organisational Requirements for Investment Firms Engaged in Algorithmic Trading

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13865
  • MiFID II: Tick Size Regime for Shares, Depositary Receipts, Exchange Traded Funds and Certificates

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13875
  • MiFIR: Transparency for Shares, Depositary Receipts, ETFs and Certificates & Similar Instruments

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13617
  • MiFID II: Cooperation Between Competent Authorities

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14238
  • MiFIR: Obligation to Supply Financial Instrument Reference Data

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14128
  • MiFID II: Organisational Requirements for Trading Venues

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13866
  • MiFIR: Non-Equity Transparency

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13108
  • MiFIR: Obligation to Clear Derivatives Traded on Regulated Markets and Timing of Acceptance

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14161
  • MiFIR: Central Counterparties and Trading Venues Clearing Access

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13945
  • MiFIR: Obligation to Maintain Records of Orders

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14129
  • MiFIR: Derivatives with Direct, Substantial and Foreseeable Effect

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13864
  • MiFID II: Market Making Strategies, Agreements and Schemes

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13871
  • MiFIR: Double Volume Cap Mechanism & Information for Transparency and Calculations

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13618
  • MiFID II: Content and Format of Information on Execution of Clients Orders

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13616
  • MiFID II: Content, Format and Periodicity of Data on Quality Execution

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13604
  • MiFID II: Clock Synchronisation

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 14160
  • MiFIR: Data Disaggregation

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13925
  • MiFID II: Authorisation and Organisational Requirements for Data Reporting Services Providers

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13880
  • MiFID II: Material Market in Terms of Liquidity

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13879
  • MiFID II: Suspension and Removal of Financial Instruments from Trading

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13947
  • MiFID II: Admission of Financial Instruments to Trading on Regulated Markets

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13946
  • MiFIR: Pre-Trade Transparency for Systematic Internalisers

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13107
  • MiFID II: Orders to Transactions Ratio

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13872
  • MiFID II: Organisational Requirements and Investment Firms Operating Conditions

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13105
  • MiFID II: Co-location and Fee Structures

    • Updated: 20 Apr 2017
    • Status: In Force
    • Dossier: 13874
  • Central Securities Depositories (CSD): CSD Requirements

    • Updated: 30 Mar 2017
    • Status: In Force
    • Dossier: 14367
  • Central Securities Depositories (CSD): CSD Requirements

    • Updated: 30 Mar 2017
    • Status: In Force
    • Dossier: 14341
  • Central Securities Depositories (CSD): Internalised Settlement

    • Updated: 30 Mar 2017
    • Status: In Force
    • Dossier: 14366
  • Central Securities Depositories (CSD): Prudential Requirements

    • Updated: 30 Mar 2017
    • Status: In Force
    • Dossier: 13715
  • Central Securities Depositories (CSD): Calculation of Cash Penalties (Previously: Substantial Importance of CSD Activities)

    • Updated: 30 Mar 2017
    • Status: In Force
    • Dossier: 13477
  • Central Securities Depositories (CSD): Templates for Internalised Settlement

    • Updated: 10 Mar 2017
    • Status: Recently Published
    • Dossier: 14371
  • MiFID Revision: MiFID II

    • Updated: 10 Mar 2017
    • Status: In Force
    • Dossier: 6287
  • OTC Derivatives (EMIR): Risk Mitigation for OTC-Derivatives not Cleared by CCPs (Correction)

    • Updated: 27 Feb 2017
    • Status: In Force
    • Dossier: 16492
  • OTC Derivatives (EMIR): Format and Trade Reports (Revision)

    • Updated: 10 Feb 2017
    • Status: In Force
    • Dossier: 13249
  • OTC Derivatives (EMIR): Reporting Data to Trade Repositories (Revision)

    • Updated: 10 Feb 2017
    • Status: In Force
    • Dossier: 13248
  • OTC Derivatives (EMIR): Risk Mitigation for OTC-Derivatives not Cleared by CCPs

    • Updated: 03 Feb 2017
    • Status: In Force
    • Dossier: 12282
  • Securities Prospectus: Exercise of Delegation of Powers (Report)

    • Updated: 11 Jan 2017
    • Status: Completed Non-Legislative
    • Dossier: 13893
  • Credit Rating Agencies: European Assessment for Sovereign Debt (Report)

    • Updated: 11 Jan 2017
    • Status: Completed Non-Legislative
    • Dossier: 10544
  • Securities Issuers: Commission Exercise of Power to adopt Delegated Acts

    • Updated: 11 Jan 2017
    • Status: Completed Non-Legislative
    • Dossier: 14969
  • OTC Derivatives (EMIR): United Arab Emirates Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16021
  • OTC Derivatives (EMIR): Dubai International Financial Centre (DIFC) Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16022
  • OTC Derivatives (EMIR): Brazil Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16023
  • OTC Derivatives (EMIR): New Zealand Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16018
  • OTC Derivatives (EMIR): Canada Recognised Exchanges Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16099
  • OTC Derivatives (EMIR): Australia Financial Markets Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16219
  • OTC Derivatives (EMIR): Japan Equivalence (II)

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16020
  • OTC Derivatives (EMIR): Japanese Financial Instrument Exchanges and Commodity Exchanges Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16220
  • OTC Derivatives (EMIR): Singapore Approved Exchanges Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16098
  • OTC Derivatives (EMIR): India Equivalence

    • Updated: 05 Jan 2017
    • Status: In Force
    • Dossier: 16019
  • Central Securities Depositories (CSD)

    • Updated: 21 Dec 2016
    • Status: In Force
    • Dossier: 8998
  • MiFIR: Criteria for Determining Derivatives Subject to Trading Obligation

    • Updated: 09 Dec 2016
    • Status: In Force
    • Dossier: 13624
  • MiFIR: Access to Benchmarks

    • Updated: 09 Dec 2016
    • Status: In Force
    • Dossier: 14564
  • MIFIR: Information for Registration of Third-Country Firms & Format of Information to Clients

    • Updated: 09 Dec 2016
    • Status: In Force
    • Dossier: 13603
  • Securities Issuers Transparency: European Electronic Access Point (EEAP)

    • Updated: 20 Sep 2016
    • Status: In Force
    • Dossier: 13722
  • OTC Derivatives (EMIR): Clearing Obligation for Interest Rate OTC Derivatives (Additional currencies

    • Updated: 09 Aug 2016
    • Status: In Force
    • Dossier: 14012
  • OTC Derivatives (EMIR): Equivalent USA Designated Contract Markets

    • Updated: 25 Jul 2016
    • Status: In Force
    • Dossier: 15706
  • MAR: Treatment of Transactions of Third-Country Central Banks

    • Updated: 11 Jul 2016
    • Status: Completed Non-Legislative
    • Dossier: 12732
  • MiFID II: Postponement of Application (Previously MiFID II/MiFIR: Postponement)

    • Updated: 01 Jul 2016
    • Status: In Force
    • Dossier: 14795
  • MiFIR: Postponement of Application

    • Updated: 01 Jul 2016
    • Status: In Force
    • Dossier: 13749
  • OTC Derivatives (EMIR): Requirements for CCP (Amendment)

    • Updated: 15 Jun 2016
    • Status: In Force
    • Dossier: 14419
  • MiFID II: Description of MTFs and OTFs

    • Updated: 15 Jun 2016
    • Status: In Force
    • Dossier: 13948
  • OTC Derivatives (EMIR): Clearing Obligation for Credit OTC Derivatives

    • Updated: 09 May 2016
    • Status: In Force
    • Dossier: 13050
  • OTC Derivatives (EMIR): Equivalence with USA

    • Updated: 05 Apr 2016
    • Status: In Force
    • Dossier: 11181
  • Securities Prospectus: Approval, Incorporation by Reference, Publication and Dissemination

    • Updated: 24 Mar 2016
    • Status: In Force
    • Dossier: 13047
  • Transparency of Securities Financing Transactions (Regulation)

    • Updated: 18 Jan 2016
    • Status: In Force
    • Dossier: 11880
  • OTC Derivatives (EMIR): Clearing Obligation for Interest Rate OTC Derivatives

    • Updated: 21 Dec 2015
    • Status: In Force
    • Dossier: 10695
  • OTC Derivatives (EMIR): Switzerland Equivalence

    • Updated: 04 Dec 2015
    • Status: In Force
    • Dossier: 11185
  • OTC Derivatives (EMIR): Mexico Equivalence

    • Updated: 04 Dec 2015
    • Status: In Force
    • Dossier: 14491
  • OTC Derivatives (EMIR): Canada Equivalence

    • Updated: 04 Dec 2015
    • Status: In Force
    • Dossier: 14490
  • OTC Derivatives (EMIR): South Africa Equivalence

    • Updated: 04 Dec 2015
    • Status: In Force
    • Dossier: 14489
  • OTC Derivatives (EMIR): South Korea Equivalence

    • Updated: 04 Dec 2015
    • Status: In Force
    • Dossier: 11177
  • Equivalent Account Standards (Security Issuers): Amendment (Extension Equivalence Indian GAAP)

    • Updated: 25 Sep 2015
    • Status: In Force
    • Dossier: 13744
  • Mechanism for Equivalence of Accounting Standards (Securities): Amendment II

    • Updated: 25 Sep 2015
    • Status: In Force
    • Dossier: 14183
  • Securities: Prospectus Implementing Rules (Amendment VIII)

    • Updated: 25 Sep 2015
    • Status: In Force
    • Dossier: 14184
  • Credit Rating Agencies (CRA): Power to Adopt Delegated Acts (Report)

    • Updated: 02 Sep 2015
    • Status: Completed Non-Legislative
    • Dossier: 13388
  • Prospectus and Transparency for Securities Issuers: Major Shareholdings

    • Updated: 02 Jun 2015
    • Status: In Force
    • Dossier: 12168
  • Bank Prudential Requirements (CRR): Margin Periods of Risk (MPOR)

    • Updated: 05 May 2015
    • Status: In Force
    • Dossier: 12073
  • Credit Rating Agencies: Small Credit Rating Agencies (Report)

    • Updated: 27 Mar 2015
    • Status: Completed Non-Legislative
    • Dossier: 10547
  • Short Selling: Notification of Net Short Positions in Sovereign Debt

    • Updated: 12 Feb 2015
    • Status: In Force
    • Dossier: 13115
  • Credit Rating Agencies (CRA): Disclosure Requirements for Structured Finance Instruments (SFIs)

    • Updated: 26 Jan 2015
    • Status: In Force
    • Dossier: 10666
  • Credit Rating Agencies (CRA): Reporting and European Rating Platform (ERP)

    • Updated: 26 Jan 2015
    • Status: In Force
    • Dossier: 10667
  • Credit Rating Agencies (CRA): Reporting on Charged Fees

    • Updated: 26 Jan 2015
    • Status: In Force
    • Dossier: 10668
  • Credit Rating Agencies (CRA): Procedure for Fines Imposed to CRAs by ESMA

    • Updated: 18 Dec 2014
    • Status: In Force
    • Dossier: 13387
  • OTC Derivatives (EMIR): Equivalence with Australia

    • Updated: 20 Nov 2014
    • Status: In Force
    • Dossier: 11188
  • OTC Derivatives (EMIR): Equivalence with Hong Kong

    • Updated: 20 Nov 2014
    • Status: In Force
    • Dossier: 11184
  • OTC Derivatives (EMIR): Equivalence with Singapore

    • Updated: 20 Nov 2014
    • Status: In Force
    • Dossier: 11178
  • OTC Derivatives (EMIR): Equivalence with Japan

    • Updated: 20 Nov 2014
    • Status: In Force
    • Dossier: 11180
  • Short Selling Regulation (Report)

    • Updated: 30 Jun 2014
    • Status: Completed Non-Legislative
    • Dossier: 9826
  • OTC Derivatives (EMIR): Fines to Trade Repositories

    • Updated: 23 Jun 2014
    • Status: In Force
    • Dossier: 10004
  • Credit Rating Agencies: Equivalence for Mexico

    • Updated: 23 May 2014
    • Status: In Force
    • Dossier: 12150
  • Credit Rating Agencies: Equivalence for Brazil

    • Updated: 23 May 2014
    • Status: In Force
    • Dossier: 12149
  • Credit Rating Agencies: Equivalence for Singapore

    • Updated: 23 May 2014
    • Status: In Force
    • Dossier: 12148
  • Credit Rating Agencies: Equivalence for Hong Kong

    • Updated: 23 May 2014
    • Status: In Force
    • Dossier: 12147
  • Credit Rating Agencies: Equivalence for Argentina

    • Updated: 23 May 2014
    • Status: In Force
    • Dossier: 10370
  • Credit Rating Agencies (CRA): Action Plan to Reduce Reliance on CRAs

    • Updated: 19 May 2014
    • Status: Completed Non-Legislative
    • Dossier: 12409
  • Securities: Supplements to Prospectuses

    • Updated: 05 May 2014
    • Status: In Force
    • Dossier: 10051
  • OTC Derivatives (EMIR): Non-EU Counterparty Deals - Technical Standards

    • Updated: 10 Apr 2014
    • Status: In Force
    • Dossier: 10713
  • Securities Issuers: Prospectus and Transparency Requirements (Amendment II)

    • Updated: 20 Jan 2014
    • Status: In Force
    • Dossier: 8999
  • OTC Derivatives (EMIR): Exempted Entities (USA and Japan)

    • Updated: 08 Nov 2013
    • Status: In Force
    • Dossier: 10003
  • OTC Derivatives (EMIR): Fees for Trade Repositories

    • Updated: 22 Oct 2013
    • Status: In Force
    • Dossier: 9921
  • OTC Derivatives (EMIR): Colleges for CCPs

    • Updated: 03 Oct 2013
    • Status: In Force
    • Dossier: 10045
  • OTC Derivatives (EMIR): Exemptions to Foreing Central Banks (Report)

    • Updated: 27 Sep 2013
    • Status: Completed Non-Legislative
    • Dossier: 10069
  • Securities: Prospectus Implementing Rules (Amendment VII)

    • Updated: 28 Aug 2013
    • Status: In Force
    • Dossier: 9748
  • Credit Rating Agencies: List of Certified CRAs

    • Updated: 15 Jul 2013
    • Status: Completed Non-Legislative
    • Dossier: 10692
  • UCITS, AIFM and IORPS: Amendment (Reliance on External Credit Ratings)

    • Updated: 20 Jun 2013
    • Status: In Force
    • Dossier: 9017
  • Credit Rating Agencies: Amendment II

    • Updated: 20 Jun 2013
    • Status: In Force
    • Dossier: 9016
  • OTC Derivatives (EMIR): Publication and Access to Data

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9703
  • OTC Derivatives (EMIR): Registration as Trade Repository

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9702
  • OTC Derivatives (EMIR): Reporting Data to Trade Repositories

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9701
  • OTC Derivatives (EMIR): Clearing Obligations and Other Requirements

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9700
  • OTC Derivatives (EMIR): Requirements for CCP

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9699
  • OTC Derivatives (EMIR): Capital Requirements for CCP

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9698
  • OTC Derivatives (EMIR): 9 Technical Standards Package

    • Updated: 15 Mar 2013
    • Status: In Force
    • Dossier: 9673
  • OTC Derivatives (EMIR): CCP Records

    • Updated: 09 Jan 2013
    • Status: In Force
    • Dossier: 9676
  • OTC Derivatives (EMIR): Register Obligations

    • Updated: 09 Jan 2013
    • Status: In Force
    • Dossier: 9675
  • OTC Derivatives (EMIR): Format and Trade Reports

    • Updated: 09 Jan 2013
    • Status: In Force
    • Dossier: 9674
  • Credit Rating Agencies: Fines

    • Updated: 18 Oct 2012
    • Status: In Force
    • Dossier: 9408
  • Credit Rating Agencies: Canada (Equivalence)

    • Updated: 12 Oct 2012
    • Status: In Force
    • Dossier: 9334
  • Short Selling: Definitions, Net Short Positions Calculation, Notification and Liquidity Thresholds &

    • Updated: 10 Oct 2012
    • Status: In Force
    • Dossier: 9322
  • Short Selling: Calculation of Value Fall for Liquid Shares and Other Financial Instruments

    • Updated: 10 Oct 2012
    • Status: In Force
    • Dossier: 9323
  • Credit Rating Agencies: USA (Equivalence)

    • Updated: 10 Oct 2012
    • Status: In Force
    • Dossier: 9333
  • Credit Rating Agencies: Australia (Equivalence)

    • Updated: 10 Oct 2012
    • Status: In Force
    • Dossier: 9324
  • Credit Rating Agencies: Japan (Equivalence)

    • Updated: 28 Sep 2012
    • Status: In Force
    • Dossier: 9331
  • Securities: Prospectus Implementing Rules (Amendment VI)

    • Updated: 25 Sep 2012
    • Status: In Force
    • Dossier: 9284
  • Short Selling: Net Positions Disclosure, Reporting to ESMA, Arrangements for Settlement & Principal

    • Updated: 20 Sep 2012
    • Status: In Force
    • Dossier: 9248
  • Short Selling: Net Short Positions Disclosure, Reporting to ESMA & Calculating Turnover for Exempted

    • Updated: 20 Sep 2012
    • Status: In Force
    • Dossier: 9247
  • Securities: Transparency Requirements for Listed Companies

    • Updated: 05 Sep 2012
    • Status: In Force
    • Dossier: 9021
  • OTC Derivatives Regulation (EMIR)

    • Updated: 16 Aug 2012
    • Status: In Force
    • Dossier: 6293
  • Equivalent Account Standards (Security Issuers): Amendment I

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8743
  • Equivalent Account Standards (Security Issuers)

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8742
  • Mechanism for Equivalence of Accounting Standards (Securities): Amendment

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8767
  • Mechanism for Equivalence of Accounting Standards

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8766
  • Short Selling Regulation

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8672
  • Credit Rating Agencies: Fees

    • Updated: 30 Jul 2012
    • Status: In Force
    • Dossier: 8775
  • Securities: Payment and Settlement Systems (Settlement Finality)

    • Updated: 05 Jul 2012
    • Status: In Force
    • Dossier: 8482
  • European Securities Committee: Amendment

    • Updated: 27 Jun 2012
    • Status: In Force
    • Dossier: 8486
  • European Securities Committee

    • Updated: 27 Jun 2012
    • Status: In Force
    • Dossier: 8485
  • Investment Research and Financial Analysts Communication

    • Updated: 15 Jun 2012
    • Status: Completed Non-Legislative
    • Dossier: 8445
  • Securities: Admission to Stock-Exchange

    • Updated: 15 Jun 2012
    • Status: In Force
    • Dossier: 8426
  • Market Abuse Directive

    • Updated: 15 Jun 2012
    • Status: In Force
    • Dossier: 8442
  • MiFID: Markets in Financial Instruments Directive Amendment II

    • Updated: 15 Jun 2012
    • Status: In Force
    • Dossier: 8454
  • MiFID: Markets in Financial Instruments Directive Amendment I

    • Updated: 15 Jun 2012
    • Status: In Force
    • Dossier: 8452
  • MiFID: Markets in Financial Instruments Directive

    • Updated: 15 Jun 2012
    • Status: In Force
    • Dossier: 8450
  • Securities: Prospectus Implementing Rules (Amendment V)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8439
  • Securities: Prospectus Implementing Rules (Amendment IV)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8438
  • Securities: Prospectus Implementing Rules (Amendment III)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8437
  • Securities: Prospectus Implementing Rules (Amendment II)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8436
  • Securities: Prospectus Implementing Rules (Amendment I)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8435
  • Securities: Prospectus Implementing Rules

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8432
  • Securities Issuers: Transparency Requirements (Amendment I)

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8430
  • Securities Issuers: Transparency Requirements

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8425
  • Securities: Prospectus and Transparency Requirements Amendment

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8427
  • Securities: Prospectus

    • Updated: 12 Jun 2012
    • Status: In Force
    • Dossier: 8423
  • Credit Rating Agencies: Compliance Assessment of Methodologies

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8358
  • Credit Rating Agencies: Presentation of Information

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8359
  • Credit Rating Agencies: Registration and Certification

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8360
  • Credit Rating Agencies: Rating Reports to ESMA

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8357
  • Credit Rating Agencies: Amendment I

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8356
  • Credit Rating Agencies

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8354
  • European Securities and Markets Authority (ESMA)

    • Updated: 05 Jun 2012
    • Status: In Force
    • Dossier: 8362

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